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MAR & Mifid Compliance Analyst

Context

Bank Degroof Petercam is a reference independent financial institution, serving private, institutional investors and organizations, based on a history dating back to 1871. 
Headquartered in Brussels, we employ over 1 400 professionals through offices in Belgium, Luxemburg, France, Switzerland, Spain, The Netherlands, Germany, Italy 
Our clients benefit from best in-class services through the unique combination of private banking, institutional asset management , investment banking (corporate finance and financial intermediation) and asset services. We manage assets of over 50 billion euro for private investors and families, corporates, public and corporate pension funds, insurance companies, governmental and non-profit organizations.
In order to realize our ambitious objectives, Bank Degroof Petercam is looking to reinforce its Compliance department with a MAR and Mifid organizational Compliance Analyst.
As member of the central Compliance Department of the group, you will be part of a small and dynamic team dedicated to assist and monitor the activities of our Bank with regard mainly to the MAR and Mifid legal framework to be respected by the Bank.

Your Position

  • Provide support to the Compliance Experts to assist, provide information and make recommendations to business department ( Private Banking, Financial Markets and Corporate Finance) with respect to compliance issues related to the Market Abuse prevention and MiFID with a focus on the part related to the organizational measures (conflict of interests, Inducements, Chinese walls, , personal transactions,..)
  • Analyze the existing situation in the various department and define the measures to be taken in order to improve the compliance with the regulatory requirements with respect to compliance issues related to the Market Abuse prevention and MiFID with a focus on the part related to the organizational measures (conflict of interests, Inducements, Chinese walls, , personal transactions,..) ….. ;
  • Analyze the files and requests received from other departments and provide them with the compliance’ opinion and recommendation with respect to the above-mentioned issues;
  • Provide compliance assistance to the Bank’s in relation to the implementation of new regulatory requirements, specific services or new products that are launched (product governance). You would be involved throughout the project, from the moment of compliance analysis until the implementation; 
  • Investigate incidents and atypical cases 
  • Assist the Compliance Experts to organize and provide training sessions in order to keep Bank’s staff informed of relevant legal developments related to your topics; 
  • Your Profile

  • Master in Law or Economics a specialization in commercial/corporate/Finance law would be an asset ;
  • 1 to 3 years of professional experience gained in a law firm or an in-house role within a financial institution with a particular expertise in compliance and-or legal questions related to MiFID or MAR in general and to specific topics like organizational rules (conflict of interests, personal transactions, Chinese walls, commercial communication) will be an asset.
  • Fluent in Dutch, French and English;
  • Interested in asset management; financial markets and corporate finance ;
  • Analytical thinker with sound business acumen, objectivity and accountability;
  • Ability of translating complex theoretical principles into pragmatic advice; 
  • Experience with databases in general and financial markets tools (Bloomberg, Reuters, ..) would be an asset ;
  • Excellent communication skills, both in drafting and orally as well as strong presentation skills; 
  • Team player, ability to build good interpersonal relationships and like to work in close partnership with the people in the business;
  • The sense of humor is an asset and able to work autonomously.
  • Our offer

    By working for our group, you will join a Belgian bank of a human size where personal contacts prevail. As from the start, you work with colleagues from various business lines and have direct impact on our private, institutional or corporate clients. We strongly invest in the development of your talent by offering you a variety of in-house finance-specialized and management training as well as external programs. Looking for a long term relationship not only with our clients but also with you as employee, we offer you an attractive salary package, including a performance related bonus, extra-legal benefits, and a variety of in-house finance-specialized and management training as well as external programs.

    MAR & Mifid Compliance Analyst

    Degroof Petercam, Brussels
    Degree Level: 
    Master